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CSI CSC1 Exam Syllabus Topics:
| Section | Objectives |
| Equity Securities | - Common and preferred shares
- 1. Market indices and trading basics
- 2. Equity valuation fundamentals
|
| Fixed Income Securities | - Debt instruments
- 1. Interest rates and bond pricing basics
- 2. Bonds and debentures characteristics
|
| Canadian Financial Markets and Economic Environment | - Economic fundamentals
- 1. Monetary policy and fiscal policy basics
- 2. Macroeconomic indicators and cycles
- Structure of capital markets and financial system
- 1. Primary and secondary markets functions
- 2. Money markets and capital markets overview
|
CSI Canadian Securities Course Exam 1 Sample Questions:
A bond with a duration of five is currently priced at $103. If Interestrates rise by 2%. approximately what win be me bond's price?
- A. $97.85
- B. $113.30
- C. $108.15
- D. $92.70
Reveal Solution
Discussion
Correct Answer: A 🗳️
Explanation: Only visible for ITExamSimulator members. You can sign-up / login (it's free).
What tern describes the requirementof registrants to collectextensive personal and financial Information from individuals before making an investment recommendation?
- A. Gatekeeper obligations.
- B. Know Your Client rule.
- C. Fiduciary duty
- D. Suitability rule
Reveal Solution
Discussion
Correct Answer: B 🗳️
Explanation: Only visible for ITExamSimulator members. You can sign-up / login (it's free).
What is the best way to measure the performance of stock indexes?
- A. Point changes
- B. Relative value changes
- C. Percentage changes
- D. Share price changes
Reveal Solution
Discussion
Correct Answer: C 🗳️
Explanation: Only visible for ITExamSimulator members. You can sign-up / login (it's free).
When a futures contract is entered into, who sets the minimum initial margin rate?
- A. Seller
- B. Exchange
- C. investment dealer
- D. Buyer
Reveal Solution
Discussion
Correct Answer: B 🗳️
Explanation: Only visible for ITExamSimulator members. You can sign-up / login (it's free).
What is unique to a shortmargin position?
- A. There is a timelimit that a short position may be maintained.
- B. Short seller can suffer unlimited loss if the price of the security rises rather than fails.
- C. Margin is discretional for securities with certain price ranges.
- D. Margin is established when the dealer memberloansmoney to the client.
Reveal Solution
Discussion
Correct Answer: B 🗳️
Explanation: Only visible for ITExamSimulator members. You can sign-up / login (it's free).