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CSI CSC1 exam : Canadian Securities Course Exam 1

CSC1 Exam Simulator
  • Exam Code: CSC1
  • Exam Name: Canadian Securities Course Exam 1
  • Updated: Oct 01, 2026
  • Q & A: 100 Questions and Answers
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CSI CSC1 Exam Syllabus Topics:

SectionObjectives
Equity Securities- Common and preferred shares
  • 1. Market indices and trading basics
    • 2. Equity valuation fundamentals
      Fixed Income Securities- Debt instruments
      • 1. Interest rates and bond pricing basics
        • 2. Bonds and debentures characteristics
          Canadian Financial Markets and Economic Environment- Economic fundamentals
          • 1. Monetary policy and fiscal policy basics
            • 2. Macroeconomic indicators and cycles
              - Structure of capital markets and financial system
              • 1. Primary and secondary markets functions
                • 2. Money markets and capital markets overview

                  CSI Canadian Securities Course Exam 1 Sample Questions:

                  Question #1

                  A bond with a duration of five is currently priced at $103. If Interestrates rise by 2%. approximately what win be me bond's price?

                  • A. $97.85
                  • B. $113.30
                  • C. $108.15
                  • D. $92.70
                  Reveal Solution  Discussion  0

                  Correct Answer: A  🗳️

                  Explanation: Only visible for ITExamSimulator members. You can sign-up / login (it's free).

                  Question #2

                  What tern describes the requirementof registrants to collectextensive personal and financial Information from individuals before making an investment recommendation?

                  • A. Gatekeeper obligations.
                  • B. Know Your Client rule.
                  • C. Fiduciary duty
                  • D. Suitability rule
                  Reveal Solution  Discussion  0

                  Correct Answer: B  🗳️

                  Explanation: Only visible for ITExamSimulator members. You can sign-up / login (it's free).

                  Question #3

                  What is the best way to measure the performance of stock indexes?

                  • A. Point changes
                  • B. Relative value changes
                  • C. Percentage changes
                  • D. Share price changes
                  Reveal Solution  Discussion  0

                  Correct Answer: C  🗳️

                  Explanation: Only visible for ITExamSimulator members. You can sign-up / login (it's free).

                  Question #4

                  When a futures contract is entered into, who sets the minimum initial margin rate?

                  • A. Seller
                  • B. Exchange
                  • C. investment dealer
                  • D. Buyer
                  Reveal Solution  Discussion  0

                  Correct Answer: B  🗳️

                  Explanation: Only visible for ITExamSimulator members. You can sign-up / login (it's free).

                  Question #5

                  What is unique to a shortmargin position?

                  • A. There is a timelimit that a short position may be maintained.
                  • B. Short seller can suffer unlimited loss if the price of the security rises rather than fails.
                  • C. Margin is discretional for securities with certain price ranges.
                  • D. Margin is established when the dealer memberloansmoney to the client.
                  Reveal Solution  Discussion  0

                  Correct Answer: B  🗳️

                  Explanation: Only visible for ITExamSimulator members. You can sign-up / login (it's free).

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